SEC Filings

DEFR14A
MEDTRONIC PLC filed this Form DEFR14A on 10/11/2017
Entire Document
 

SHARE OWNERSHIP INFORMATION

 

Significant Shareholders

 

The following table shows information as of July 7, 2017, concerning each person who is known by us to beneficially own more than 5% of our ordinary shares.

 

Name of Beneficial Owner  Amount and Nature of
Beneficial Ownership of
Ordinary Shares
  Of Shares Beneficially
Owned, Amount that
May Be Acquired
Within 60 Days
  Percent
of Class
The Vanguard Group, 100 Vanguard Blvd., Malvern, PA 19355(1)  97,909,120  N/A  7.21
BlackRock, Inc., 55 East 52nd Street, New York, NY 10055(2)  85,265,752  N/A  6.28
Wellington Management Group LLP, 280 Congress St, Boston, MA 02210(3)  74,882,071  N/A  5.51
   
(1) The information for security ownership of this beneficial owner is based on a Schedule 13G filed by The Vanguard Group on February 10, 2017. On such date, Vanguard, together with its affiliates, held indirect voting power over ordinary shares. Based upon shares outstanding as of July 7, 2017, the shareholder beneficially owns approximately 7.21% of our shares outstanding.
(2) The information for security ownership of this beneficial owner is based on a Schedule 13G filed by BlackRock, Inc. on January 25, 2017. On such date, BlackRock, together with its affiliates, held indirect voting power over ordinary shares. Based upon shares outstanding as of July 7, 2017, the shareholder beneficially owns approximately 6.28% of our shares outstanding.
(3) The information for security ownership of this beneficial owner is based on a Schedule 13G filed by Wellington Management Group LLP on February 9, 2017. On such date, FMR LLC, together with its affiliates, held indirect voting power over ordinary shares. Based upon shares outstanding as of July 7, 2017, the shareholder beneficially owns approximately 5.51% of our shares outstanding.

 

Beneficial Ownership of Management

 

The following table shows information as of July 7, 2017, concerning beneficial ownership of Medtronic’s ordinary shares by Medtronic’s directors, named executive officers identified in the Summary Compensation Table under “Executive Compensation,” and all directors and executive officers as a group.

 

Name of Beneficial Owner Amount and Nature of
Beneficial Ownership of
Ordinary Shares(8)
Of Shares Beneficially
 Owned, Amount that May Be
Acquired Within 60 Days
Richard H. Anderson(1)   77,100   27,706
Craig Arnold   25,295   0
Michael J. Coyle(2)   478,100   419,896
Scott C. Donnelly(3)   5,752   2,078
Bryan Hanson   375,355   321,692
Randall Hogan, III   32,107   0
Omar Ishrak   1,259,941   1,145,664
Shirley Ann Jackson   34,058   28,541
Michael O. Leavitt   11,603   7,358
James T. Lenehan   50,338   28,481
Elizabeth Nabel   2,694   0
Denise M. O’Leary   59,373   36,933
Karen Parkhill(4)   22,413   11,640
Kendall J. Powell(5)   29,092   20,509
Robert C. Pozen(6)   71,382   29,571
Rob ten Hoedt   124,445   109,064
Gary L. Ellis   771,997   649,962
Directors and executive officers as a group (22 persons)(7)   4,253,244   3,565,437
(1) Mr. Anderson disclaims beneficial ownership of 25 shares that are owned by his adult son. Includes 4,800 shares held by Mr. Anderson’s spouse’s trust.
(2) Includes 4,105 shares held by Mr. Coyle’s spouse and 250 shares held by family trust.
(3) Includes 245 shares held by Mr. Donnelly’s spouse’s trust.

 

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